Please find enclosed herewith Secretarial Compliance Report for the financial year ended March 31, 2026.
360ONE · price
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360 ONE WAM LIMITED has filed its Secretarial Compliance Report for FY 2025-26, certified by Practicing Company Secretaries Mehta & Mehta. The report confirms the company has fully complied with all applicable SEBI regulations including LODR, ICDR, SAST, PIT, and other regulations with NIL deviations during the review period. The report notes two prior-year minor compliance lapses from FY 2024-25: a 7-day delay in furnishing a promoter reclassification disclosure (addressed with enhanced maker-checker mechanism, resulted in warning letter only) and a missed annexure attachment for NCD security cover (BSE levied Rs. 44,840 fine, later waived citing technical glitch). Current year shows clean compliance across all 13 checkpoints including secretarial standards, board evaluations, related party transactions, and website disclosures.
This filing is routine and positive for investors — the company demonstrates clean regulatory compliance with no material violations, penalties, or SEBI actions during FY 2025-26. Prior-year issues have been fully resolved with the fine waived, indicating effective internal controls now in place.