Annual Secretarial Compliance Report for the financial year ended March 31, 2025
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Apollo Finvest has filed its Annual Secretarial Compliance Report for FY2024-25 as required under SEBI Regulation 24A. The report, issued by SGGS & Associates, reviewed the company's compliance with SEBI regulations and found three non-compliances during the year. First, the company failed to properly intimate the stock exchange about an audio recording from an analyst/investor meet on June 6, 2024, attaching an incorrect file by mistake. Second, the company did not file the Integrated Filing (Financials) for the quarter ended December 31, 2024, citing a difference in interpretation of the circular. Third, the company did not fully maintain records in the Structured Digital Database (SDD) required under insider trading rules, due to an office transition and technical issues with the service provider. No fines or penalties were imposed, and the management stated all lapses were unintentional with no mala fide intent.
Minor administrative and disclosure-related compliance gaps were flagged, but no penalties were imposed, suggesting negligible impact on shareholders or stock price. The company has committed corrective steps to avoid recurrence.