Disclosure Under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
ARIHANTCAP · price
▲ positive · ▼ negative · ● neutral filings · teal = economic event · numbered = multiple that day (click to pick). Times IST.
Arihant Capital Markets Ltd has disclosed that BSE and NSE have levied monetary penalties on the company. BSE imposed a total penalty of ₹1.20 lakh (₹1 lakh financial disincentive + ₹20,000 penalty) for operational non-compliances related to terminal location PIN code discrepancy and an Authorized Person (AP) inspection issue. NSE imposed a larger penalty of ₹24.83 lakh for alleged reversal trades executed by clients in the cash market segment. Both penalties were debited in April 2026. The company clarified that the NSE penalty has been fully recovered from the concerned clients and remitted to NSE, so it did not impact the company's finances. The company states there is no material impact on its financial position or business operations, and has undertaken corrective measures including staff training on compliance requirements.
The penalties are relatively small compared to the company's scale of operations, and the NSE penalty has been fully recovered from clients, limiting direct financial impact. However, this disclosure highlights regulatory scrutiny on compliance matters which investors should monitor for any recurring patterns.