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Arnold Holdings Ltd, a Mumbai-based Non-Banking Finance Company, has filed its Annual Secretarial Compliance Report for FY 2025-26 issued by CS Ranjit Binod Kejriwal. The report identifies three primary non-compliances during the review period: (1) failure to send the Annual Report web-link to shareholders without registered email addresses for the AGM held September 10, 2025 (Regulation 36(1)(b)), (2) continued suspension of the company's securities on the Calcutta Stock Exchange (Regulation 98), and (3) failure to make timely entries in the Structured Digital Database (SDD) software under SEBI Insider Trading Regulations. Additionally, the secretarial auditor noted a repeat of a previous-year issue — Mr. Himanshu Pawan Mallawat, a relative of a promoter, purchased company shares on October 8 and 25, 2024 while the trading window was closed, constituting a breach of the company's insider trading policy. Five non-compliances from the prior year (FY 2024-25) were also reviewed; two related to minor filing delays were noted as resolved, while the Calcutta Stock Exchange suspension remains unresolved.
The company has accumulated repeat non-compliances — particularly the ongoing CSE suspension since October 2019 and a repeat insider trading violation — which indicate weak internal compliance controls. While most deviations were procedural in nature (minor filing delays, inadvertent omissions), the insider trading breach by a promoter relative is a red flag for governance and may attract regulatory scrutiny. No financial penalties (fines) are recorded in the report for current-year non-compliances.