Compliance under Regulation 24(A) of SEBI (LODR), Regulations, 2015
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Aryaman Financial Services Ltd has filed its Annual Secretarial Compliance Report for FY 2025-26, certified by JNG & Co. LLP. The report shows the company is largely compliant with SEBI regulations. However, it discloses that SEBI had previously levied a penalty of Rs. 2,00,000 (Rupees Two Lakhs) in May 2024 for violations related to Regulation 9(1) of SEBI (PIT) Regulations concerning the code of conduct for insider trading and Merchant Bankers Regulations. The company paid this penalty on 3rd June 2024 and states it has since implemented corrective measures to prevent recurrence. All current compliance checks across 13 areas including secretarial standards, website disclosures, related party transactions, and insider trading norms show satisfactory compliance with no new violations observed during the review period.
While the filing reveals a past SEBI penalty for insider trading violations, the company has paid the fine and claims corrective action. Current compliance status appears clean, which may ease investor concerns, though any history of regulatory action typically warrants monitoring.