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▲ positive · ▼ negative · ● neutral filings · teal = economic event · numbered = multiple that day (click to pick). Times IST.
ASM Technologies Ltd has filed its Secretarial Compliance Report for FY 2025-26 with a qualified observation. The company's secretarial auditor BMP & Co. LLP confirmed that ASM Technologies has largely complied with applicable SEBI regulations, including SEBI LODR 2015 and PIT Regulations. However, BSE Limited imposed a monetary fine of Rs 25,40,000 (excluding GST) for non-compliance with Schedule XIX Para 2 of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018. The violation involved a delayed filing with the Stock Exchange for listing of equity shares allotted upon conversion of warrants beyond the prescribed 20-day timeline. The company stated the delay was unintentional with no willful disregard for the law. All other compliance requirements including Secretarial Standards, Board processes, related party transactions, and insider trading norms were found satisfactory.
The Rs 25.4 lakh fine is a notable regulatory penalty for delayed compliance with equity listing requirements following warrant conversion. While the company attributes it to unintentional error, it highlights execution gaps in meeting SEBI deadlines. No other major non-compliances were reported, which is a positive signal for governance standards.