Annual Secretarial Compliance Report for the financial year ended March 31, 2026 under Regulation 24A of SEBI (LODR) Regulations, 2015
ETHOSLTD · price
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Ethos Ltd has filed its Annual Secretarial Compliance Report for FY ended March 31, 2026, certified by Practising Company Secretary Jaspreet Dhawan & Associates. The company reported general compliance with SEBI regulations but noted three deviations. First, delays in filing Board Meeting intimations resulted in Rs 10,000 fine from exchanges. Second and third, improper constitution of the Audit Committee in earlier quarters (Q1 FY22 and Q3 FY22) led to SEBI penalties of Rs 1,34,000 and Rs 14,000 respectively, both subsequently paid and rectified. The report also noted a contra trade restriction relaxation granted to Director Narendra Kumar Mohatta for a share gifting transaction. Overall compliance status is positive across all major requirements including secretarial standards, policies, related party transactions, and insider trading norms.
Minor regulatory penalties were imposed for procedural delays and governance gaps in past periods, but all have been settled. The compliance report is largely clean, suggesting acceptable corporate governance standards for shareholders. Pending correspondences from exchanges are under process.