Ethos Limited has informed the Exchange regarding 'Annual Secretarial Compliance Report'.
ETHOSLTD · price
▲ positive · ▼ negative · ● neutral filings · teal = economic event · numbered = multiple that day (click to pick). Times IST.
Ethos Limited filed its Annual Secretarial Compliance Report for FY ended March 31, 2026, prepared by Jaspreet Dhawan & Associates, Company Secretaries. The report shows the company largely complied with SEBI regulations but noted three specific violations: (1) delays in filing Board Meeting intimation to exchanges under Regulation 29, leading to Rs. 10,000/- fines each from BSE and NSE, both paid; (2) constitution-related issues with the Audit Committee requiring improvement actions from prior quarters (FY 2022) with fines of Rs. 1.34 lakh from NSE; (3) an insider trading contra trade situation where a director gifted shares to his son and received right share allotment, for which the Compliance Officer granted relaxation. Some exchange correspondences remained pending for replies at filing time.
The violations are administrative in nature, involving delayed filings and past governance gaps already addressed with penalties. No material concern for shareholders; the company remains fundamentally compliant with SEBI norms. The pending exchange correspondences warrant monitoring.