Please find enclosed herewith the Annual Secretarial Compliance Report for the financial year ended March 31, 2026 issued by M/s. Parikh & Associates, Secretarial Auditor of the Company
ICICIAMC · price
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ICICI Prudential AMC submitted its Annual Secretarial Compliance Report for FY ending March 31, 2026, audited by Parikh & Associates. The company listed on BSE/NSE in December 2025. The secretarial auditor found 7 deviations — mostly administrative warnings and deficiency letters from SEBI, not fines. The only monetary settlement was Rs 14.35 lakh paid to SEBI for extending the maturity of ICICI Prudential Real Estate Scheme-I beyond its original tenure without proper contributor approvals. Other issues included a brief breach of the 30% covered call position limit (due to a technical glitch), delays in unit transfer processing in 54 cases, and lapses in portfolio manager client reporting. Two SEBI warnings related to RTA processing of IDCW payouts and a cyber security incident with vendor Signzy Technologies. All issues have been remedied or are under remediation. No disqualification of directors was found.
The violations are administrative in nature with no major financial penalties, indicating routine regulatory scrutiny rather than serious misconduct. The company's prompt remediation of all issues is a positive compliance signal for a newly listed entity.