Please find attached RTA Certificate u/r 74(5) of SEBI (DP) Regulations 2018 for QE Sept 30, 2025
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NCL Research & Financial Services Ltd has submitted a routine compliance certificate from its Registrar and Transfer Agent, Purva Sharegistry (India) Private Limited, for the quarter ended September 30, 2025. Under SEBI Regulation 74(5), the RTA confirms that any share certificates received from depository participants for dematerialization during the July–September 2025 quarter were processed and the company's name was updated in the register of members. Importantly, the attached details show NIL share certificates were dematerialized during this period, meaning no investors converted physical shares to demat form in Q2 FY26. The certificate has been digitally signed by Managing Director Goutam Bose and submitted to BSE (Scrip Code 530557) for record purposes.
This is a routine, procedural compliance filing required by SEBI with no material impact on the business, financials, or stock price. The NIL dematerialization activity indicates low investor activity in converting physical holdings to demat during the quarter.