NUVAMA · price
▲ positive · ▼ negative · ● neutral filings · teal = economic event · numbered = multiple that day (click to pick). Times IST.
Nuvama Wealth Management has submitted its Annual Secretarial Compliance Report for FY2026 (ending March 31, 2026) as required under SEBI regulations. The report, issued by practicing company secretaries SVVS & Associates, examined compliance across multiple SEBI regulations including LODR, ICDR, SAST, Insider Trading, and Depositories regulations. The company has reported full compliance with all applicable regulations, secretarial standards, and disclosure requirements. No deviations or non-compliances were found in the review period. No directors are disqualified. The report confirms the company maintained a functional website with timely disclosures, properly identified material subsidiaries, preserved documents as required, and conducted board performance evaluations.
Positive for shareholders as the company has demonstrated compliance with all SEBI regulatory requirements. Administrative warning letters and penalties previously imposed by SEBI and NSE on the company and two subsidiaries were already reported to exchanges and appear to be resolved.