Submission of annual secretarial compliance report for financial year 2025-26.
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Regency Fincorp Limited has submitted its Annual Secretarial Compliance Report for FY 2025-26, examined by Practicing Company Secretary Shailendra Kumar Roy. The report covers compliance with SEBI regulations including LODR, ICDR, SAST, NCS Regulations, PIT Regulations, and Depositories Regulations. The company reported one deviation: delayed listing of Non-Convertible Debentures disclosures. The company was supposed to file complete disclosures before 30th January 2026 but submitted them on 3rd February 2026 due to delay in ISIN activation with CDSL. The company paid Rs. 47,946 as penal interest for this delay. All other compliance areas including secretarial standards, board policies, website maintenance, related party transactions, insider trading norms, and document preservation were found satisfactory. No actions were taken by SEBI or stock exchanges against the company during the review period.
The single compliance lapse is minor and the company has already paid the required penalty. The overall compliance posture appears satisfactory for a small-cap NBFC, though investors should note the delayed NCD listing as a minor operational concern.