MediumNeutral
Announced Wed, 24 Jun · 19:43 IST

Sebi introduces lighter certification framework for non-core staff in investment advisory roles

Price reaction · full curve

Awaiting price reaction for this filing.

AI summary

Sebi has introduced a new certification, NISM Series-XXV-B, designed for investment advisory personnel focused on sales and client interaction, simplifying operational processes for financial firms. Professionals in primary advisory roles will still need to obtain NISM Series-X-A and X-B certifications, preserving the comprehensive regulatory framework.