Annual Secretarial Compliance Report for the financial year ended 31st March, 2026
SMCGLOBAL · price
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SMC Global Securities received a clean secretarial compliance report for FY ended March 2026, with overall status marked as 'Yes' (compliant). The auditor, A.K. Roy & Associates, verified compliance across all major SEBI regulations. Three minor deviations were noted: (1) a Rs 5,000 NSE fine for late submission of half-yearly RPT report by one day (inadvertent delay), (2) an advisory from NSE for delay in applying for in-principle approval for the bonus issue (submitted after shareholder approval instead of within 5 days of board meeting). The company explained both as inadvertent delays and committed to due care going forward. Key corporate actions included a 7:7 bonus issue of 10.47 crore shares (capitalized from securities premium) increasing share capital to Rs 41.88 crore, and issuance of NCDs worth Rs 120.30 crore (April 2025) and Rs 133.86 crore (October 2025). No statutory auditor resignation occurred during the period.
The company has maintained good compliance standards with only minor procedural delays. The small fine and advisory are administrative in nature and unlikely to significantly impact stock performance. The compliance report is routine and generally positive for investor confidence.