Annual Secretarial Compliance Report.

Ujaas Energy has submitted its Annual Secretarial Compliance Report (ASCR) for FY 2024-25, audited by Ashish Karodia & Co., covering compliance with SEBI listing and disclosure regulations. The report confirms compliance on most fronts including secretarial standards, insider trading, related party transactions, website disclosures, and board evaluations, with no SEBI or stock exchange actions against the company during the review period. However, several non-compliances were flagged: (1) late/non-disclosure of related party transactions on a consolidated basis under Reg 23(9) — fine of Rs. 5,900 each from BSE and NSE, paid on July 4, 2024; (2) late submission of financial results under Reg 33 — fine of Rs. 11,800 each from BSE and NSE, paid on July 4, 2024; (3) delay in completion of Bonus Issue under Reg 295 of SEBI ICDR — fine of Rs. 5,70,240 each from BSE and NSE, paid on October 9, 2024. From prior-year non-compliances, a fine of Rs. 5,67,580 under Reg 17/18/19/20 was paid and BSE has approved waiver and reimbursed the amount, but the waiver application with NSE is still pending. Another fine of Rs. 59,900 under Reg 28(1) from NSE was paid with waiver application filed. Contextually, the company's trading was suspended till March 31, 2023 following NCLT approval of the resolution plan on October 13, 2023, with trading resumption approved on April 12, 2024.