Annual Secretarial Compliance Report for the year ended 31st March 2025
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Upsurge Investment & Finance Ltd has submitted its Annual Secretarial Compliance Report for the financial year ended 31st March 2025, as required under SEBI's LODR Regulations. The report, issued by practicing company secretary Mukesh Purohit & Company, confirms that the company is largely compliant with applicable SEBI regulations, secretarial standards, insider trading rules, related party transaction norms, and disclosure requirements. One minor deviation was noted: BSE had raised a query about a PAN mismatch for one director in the March 2024 quarter Corporate Governance report. The company quickly corrected the error and submitted a revised report, and BSE has since closed the query. No fine or penalty was imposed. No prior observations from earlier years remained pending. Subsidiaries-related and auditor resignation-related items were marked as Not Applicable.
This is a routine regulatory filing with no negative implications for shareholders. The only issue flagged (PAN mismatch) was minor, self-corrected, and closed by the exchange, indicating no ongoing compliance risk. Investors should see this as a routine housekeeping disclosure with no impact on the stock price.