Compliance Certificate under Regulation 74(5) of SEBI(Depositories and Participants) Regulation, 2018
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Upsurge Investment & Finance Ltd has submitted a compliance certificate to BSE as required under SEBI Regulation 74(5) for the quarter and year ended 31st March 2026. The certificate was issued by Adroit Corporate Services Pvt Ltd, the company's Registrar and Share Transfer Agent, on 1st April 2026. It confirms that all securities received from depository participants for dematerialisation during the quarter were properly processed, accepted or rejected by the depositories, and that the physical certificates were mutilated and cancelled. The depository names were substituted as registered owners in the company's register of members within the 15-day timeline.
This is a routine regulatory compliance filing with no material impact on the company's financials, operations, or shareholders. It simply confirms that the standard dematerialisation process was followed correctly during the quarter.