Annual Secretarial Compliance Report for the financial year ended 31st March, 2025
UTIAMC · price
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UTI AMC has submitted its Annual Secretarial Compliance Report for FY2024-25, as required under SEBI Listing Regulations. The report, issued by Practicing Company Secretary Vishal N. Manseta, covers the company's compliance with SEBI regulations, the Companies Act, and other applicable laws during the review period. The company was generally found to be compliant with provisions relating to listing regulations, insider trading, related party transactions, disclosures, and corporate governance. One notable item flagged: SEBI issued an administrative warning to the company on July 9, 2024 regarding non-compliance of investment and trading guidelines by certain designated employees of the AMC and Mutual Fund Trustee Company. No material non-compliances were observed, and statutory auditors did not resign during the period.
This is a routine annual compliance filing with no significant negative findings beyond the previously disclosed July 2024 SEBI administrative warning on employee trading norms. No material impact is expected on the stock price or shareholder value.