Submission of Annual Secretarial Compliance Report for the financial year ended March 31, 2026

R K Swamy Ltd has submitted its Annual Secretarial Compliance Report for FY 2025-26, reviewed by Practising Company Secretaries S Dhanapal & Associates LLP. The report covers compliance with SEBI regulations including LODR, ICDR, SAST, PIT, and others. Two deviations were noted: (1) A SEBI warning issued in August 2024 for violating publicity guidelines under Clause 5 of Schedule IX of the ICDR Regulations, 2018 — the company disclosed certain statements in a Business Standard article that were not mentioned in the Draft Red Herring Prospectus filed with SEBI; the matter was disclosed to the Stock Exchange. (2) A violation of the Insider Trading Code by Mr. Sandeep Sharma, President of R K Swamy Media Group, who sold 1,500 equity shares during a closed trading window post-declaration of Q4/Annual results for March 31, 2025. He issued an apology, and the Audit Committee issued a warning letter without levying a penalty, citing non-material volume and no mala fide intent. All other compliance areas including Secretarial Standards, policies, website disclosures, subsidiary oversight, related party transactions, and document preservation were marked as compliant.