5Paisa Capital Limited has informed the Exchange about Action(s) taken or orders passed

SEBI penaltyConsent order acceptedRegulatory & Legal View source PDF Explain this filing

5PAISA · price

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Price reactionminutes from the announcement price · days from the prior close

+1.4%Reaction day

₹288.00

prior close

₹288.00

announcement price

After-mkt

timing

Nifty Microcap 250market · in no size index; the smallest one is used+0.9%+0.5% vs market

Stockbroking & Allied peers, median of 37sector+0.0%+1.4% vs sector

On the reaction day the stock moved 0.5 pts more than Nifty Microcap 250 and 1.4 pts more than its Stockbroking & Allied peers, over the same two closes: a difference in percentage points, not a measure of what the filing did.

Minutes after the announcementfrom the announcement price · no benchmark

Stock

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10m

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15m

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30m

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Sessions after the filingfrom the prior close

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Reaction day

+1.4+0.9+0.5+0.0+1.4

Next day

-3.2-3.8+0.6-4.3+1.1

-4.5-1.0-3.5-1.8-2.7

-4.5+1.3-5.9-1.2-3.3

-9.4-1.5-7.9-6.3-3.0

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15d

+10.1+12.6-2.5+13.5-3.4

+9.9+13.3-3.4+15.6-5.8

+8.1+16.4-8.3+11.9-3.8

+18.1+28.1-10.1+17.9+0.1

UpDownMarket · Nifty Microcap 250Sector · Stockbroking & Allied peers, median of 37Pending

Minute windows have no benchmark: there is no intraday index history to compare against.

AI summary

5Paisa Capital has disclosed that SEBI passed a Settlement Order on March 17, 2026, under the 'Settlement Scheme for Association with Certain Algo Platforms, 2025'. The order arose from SEBI's examination into Tradetron and other algo platforms, where certain stock-brokers (including 5Paisa) were found to have their APIs integrated with platforms displaying or marketing assured/consistent return strategies. This was allegedly in violation of a SEBI circular dated September 2, 2022, and the SEBI (Stock Brokers) Regulations, 1992. The company has agreed to pay a settlement amount of ₹1,00,000 (One Lakh). The company stated there is no material financial impact beyond this settlement amount, and that it is strengthening its compliance framework.

Likely market impact

The financial impact is negligible at just ₹1 lakh for a company of 5Paisa's size, and no material operational impact has been flagged. However, the disclosure highlights past compliance lapses around algo platform integrations, which investors should monitor for any future regulatory follow-up.